Controls & Procedures

Summary of Disclosure Controls and Internal Controls Over Financial Reporting (ICFR)

Management's Conclusions on Effectiveness:

Disclosure Controls: Management (CEO and CFO) evaluated the disclosure controls and procedures as of October 2, 2021, and concluded that these controls and procedures are effective.
Internal Controls over Financial Reporting (ICFR): Management assessed the ICFR as of October 2, 2021, using the COSO Internal Control - Integrated Framework (2013). Management concluded that ICFR was effective. This assessment was audited by PricewaterhouseCoopers LLP.

Material Weaknesses or Significant Deficiencies:

The filing does not disclose any material weaknesses or significant deficiencies in the internal controls over financial reporting.

Changes to Internal Controls:

The company reported that there were no changes in its internal control over financial reporting during the quarter ended October 2, 2021, that materially affected, or were reasonably likely to materially affect, the internal control.

Remediation Efforts:

No remediation efforts are disclosed, consistent with the finding that no material weaknesses or significant deficiencies were identified.

Noteworthy New Controls or Procedures:

No noteworthy new controls or procedures were introduced or reported during the period.

Item 9A. Controls and Procedures

Evaluation of Disclosure Controls and Procedures

Under the supervision and with the participation of our management, including the Chief Executive Officer and Chief Financial Officer, we have evaluated the effectiveness of our disclosure controls and procedures as required under Rule 13a-15(b) under the Securities Exchange Act of 1934, as amended ("Exchange Act") as of October 2, 2021. Based on that evaluation, the Chief Executive Officer and Chief Financial Officer have concluded that these disclosure controls and procedures are effective as of October 2, 2021.

Management's Annual Report on Internal Control Over Financial Reporting

Our management is responsible for establishing and maintaining adequate internal control over financial reporting as such term is defined in Exchange Act Rule 13a-15(f).

Our Chief Executive Officer and Chief Financial Officer, with assistance from other members of management, assessed the effectiveness of our internal control over financial reporting as of October 2, 2021, based on the framework and criteria established in Internal Control - Integrated Framework (2013) issued by the Committee of Sponsoring Organizations of the Treadway Commission. Based on this assessment, our management concluded that our internal control over financial reporting was effective as of October 2, 2021.

The effectiveness of our internal control over financial reporting as of October 2, 2021, has been audited by PricewaterhouseCoopers LLP, an independent registered public accounting firm, as stated in their report which appears in Item 15(a) of this Annual Report on Form 10-K.

Changes in Internal Control Over Financial Reporting

There were no changes in our internal control over financial reporting during the quarter ended October 2, 2021, that have materially affected, or are reasonably likely to materially affect, our internal control over financial reporting.

Sonos Inc Controls & Procedures Analysis

Controls & Procedures